New 
Legal - Operational Risk/Regulatory Analyst - Mid-Level
 Spectraforce Technologies | |
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 Jul 15, 2026 | |
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Hybrid 4 days onsite and 5th remote. Candidate can pick the remote day.
Work Location Westlake, TX You will be expected to perform businessasusual project and operational activities that will provide key input into Charles Schwab Premier Banks evolving and maturing digital assets and spot crypto offering. You will contribute towards building and improving the overarching strategies and policies to effectively safeguard the Company and our clients. This individual is expected to possess and apply subject matter expertise to impact governance, oversight, policy and process development. Key responsibilities This is an individual contributor position. Key responsibilities would include but not be limited to below Assist the Director to ensure successful deployment and operation of digital assets risk management program and roadmap deliverables. Tactically coordinate with various enterprise risk teams and program stakeholders to identify, assess, respond, measure, and report key risks related to the product implementation and ongoing monitoring. Participate and offer subject matter expertise in activities that define business, technical, and operational requirements in Schwabs crypto and digital assets space identifying gaps and issues. Provide analysis, triage and support of digital assets related risk escalations and participate in resolution andor make recommendations for further investigation as appropriate. Participate in root cause analysis, identification of risk themes and thematic issue resolution as appropriate. Also participate in related reporting and remediation. Assist Director of digital assets with detailed documentation, administration, and reporting to program related committees and subcommittees. Be a thought leader in assisting with creation and implementation of comprehensive, holistic controls in a heterogeneous and decentralized business environment with a variety Classification: Schwab Internal of users including employees, business partners, contractors, professional services and customers Stay abreast of emerging and regulatory risks pertaining to the crypto and digital assets and maintain subject matter expertise to assist the Director in ensuring that program reflects business and regulatory drivers without affecting operational efficiency. Actively participate as an invaluable member of a highperforming risk team, fostering a culture of collaboration, accountability and continuous improvement. Assist in creating program and operating procedures to continuously improve the digital assets risk management program Assist in the management of responses to Program related audit and regulatory inquiries Assist in the management of responses to Program related inquiries from Charles Schwab leadership, businesses, subsidiaries, teams, and partners Lead crossfunctional efforts among members Program teams and stakeholders. Assist in the development of metrics, reports and briefings to key program stakeholders and senior leadership What you have Qualifications Minimum 4 years of experience as a risk management practitioner, with increasing responsibility for deliverables and projects preferably in digital assets andor highly regulated banking entities. Handson experience working in an enterprise risk or operations program. Analyzes issues objectively, thinking through potential impacts and out of the box thinking to manage risks appropriately. Understanding of applicable regulatory requirementslaws related to digital assets and spot crypto offerings. Ability to effectively communicate with business and executive audiences, both oral and written is required. Experience in gathering requirements, documenting and assessing information for implementing risk controls is required Strong interpersonal, analytical, problemsolving, influencing, prioritization, decisionmaking and conflict resolution skills Strong initiative selfstarter selfdirected ability to multitask Experience in project planning, meeting facilitation for multiple groups and projects is preferred Personally, and professionally aligned with Schwabs vision and values, and a strong interest in financial services. Bachelors degree required. Graduate level experience a plus Preferred Qualifications A curious thinker with strong business judgment and analytical skills who can solve problems and keep driving work forward Strong project management skills, including attention to detail and the ability to multitask and work efficiently independently and with teams to meet tight deadlines Classification: Schwab Internal High degree of comfort and adaptation dealing with ambiguity, motivated to drive results while operating autonomously in a dynamic and fastmoving work environment Dynamic relationship building, partnership, and collaborative skills. 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